Roles · Finance and mortgages

AI compliance manager

Coordinates activities to ensure compliance with ethical or regulatory standards. Reports violations and maintains documentation of compliance activities.

Sakura Le“I report violations and file compliance reports with agencies.”An example character, not a real person.
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Compliance manager · What it does

Three tasks it takes off your hands

  1. Report violations of compliance or regulatory standards to agencies.
  2. Maintain documentation of compliance activities, such as complaints received.
  3. File appropriate compliance reports with regulatory agencies.
Where these come from

The tasks of “Compliance Managers” (O*NET 11-9199.02), as O*NET lists them:

  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
  • Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
  • File appropriate compliance reports with regulatory agencies.

Compliance manager · Tools and industries

It works in the tools you already use

  • Microsoft Excel
  • Microsoft Office software
  • Microsoft Outlook
  • Microsoft PowerPoint
  • Adobe Acrobat
  • Apple Safari

Industries it fits

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Role facts from O*NET 31.0 Database (U.S. Department of Labor, Employment and Training Administration (USDOL/ETA), CC BY 4.0), written in our words. Sources and credits

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