Plans and directs activities to ensure compliance with ethical or regulatory standards. Reports violations and maintains documentation of compliance activities.
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Compliance operations manager · What it does
Three tasks it takes off your hands
Report violations of compliance or regulatory standards to enforcement agencies.
File appropriate compliance reports with regulatory agencies.
Maintain documentation of compliance activities such as complaints received.
Where these come from
The tasks of “Compliance Managers” (O*NET 11-9199.02), as O*NET lists them:
Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
File appropriate compliance reports with regulatory agencies.
Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
Compliance operations manager · Tools and industries
